Investor Charter

 Investor Charter in respect of Research Analyst (RA) 

I, Mahesh Chander Kaushik, am a NISM Certified SEBI Registered Research Analyst (Reg. No. INH 100000908). I provide free stock market education through my blog, YouTube channel, and books. I do not give any paid stock tips or offer any paid courses. Do not give any paid or free buy hold sell recommendation. I only spread my knowledge through my books blog and YouTube channel which is only for educational purposes. Therefore, please do not make any payments to anyone in my name.

Please do not make any investment decisions on behalf of my videos and my books always take proper advice from a registered investment advisor.

A. Vision and Mission Statements for investors. 

 Vision Invest with knowledge & safety. 

 Mission Every investor should be able to invest in right investment products based on their needs, manage and monitor them to meet their goals, access reports and enjoy financial wellness. 

B. Details of business transacted by the Research Analyst with respect to the investors. 

 To publish research report based on the research activities of the RA. 

 To provide an independent unbiased view on securities. 

 To offer unbiased recommendations, disclosing the financial interests in recommended securities. 

 To provide research recommendation, based on analysis of publicly available information and known observations. 

 To conduct audit annually. 

C. Details of services provided to investors (No Indicative Timelines)

  Onboarding of Clients. 

 Disclosure to Clients o To distribute research reports and recommendations to the clients without discrimination. 

  To maintain confidentiality w.r.t publication of the research report until made available in the public domain. 

D. Details of grievance redressal mechanism and how to access it In case of any grievance / complaint, an investor should approach the concerned research analyst and shall ensure that the grievance is resolved within 30 days. If the investor’s complaint is not redressed satisfactorily, one may lodge a complaint with SEBI on SEBI’s SCORES portal which is a centralized web based complaints redressal system. SEBI takes up the complaints registered via SCORES with the concerned intermediary for timely redressal. SCORES facilitates tracking the status of the complaint. With regard to physical complaints, investors may send their complaints to: the Office of Investor Assistance and Education, Securities and Exchange Board of India, SEBI Bhavan. Plot No. C4-A, ‘G’ Block, Bandra-Kurla Complex, Bandra (E), Mumbai - 400 051. E. Expectations from the investors (Responsibilities of investors).

  Do’s 

i. Always deal with SEBI registered Research Analyst.

 ii. Ensure that the Research Analyst has a valid registration certificate. 

iii. Check for SEBI registration number. 

iv. Please refer to the list of all SEBI registered Research Analysts which is available on the SEBI website in the following link: (https://www.sebi.gov.in/sebiweb/other/OtherAction.do?doRecognisedFpi=yes &intmId=14 ) 

v. Always pay attention to disclosures made in the research reports before investing. vi. Pay your Research Analyst through banking channels only and maintain duly signed receipts mentioning the details of your payments. 

vii. Before buying securities or applying for a public offer, check for the research recommendation provided by your research Analyst. 

viii. Ask all relevant questions and clear your doubts with your Research Analyst before acting on the recommendation. ix. Inform SEBI about Research Analyst offering assured or guaranteed returns. 

 Don’ts i. Do not provide funds for investment to the Research Analyst. 

ii. Don’t fall prey to luring advertisements or market rumors. 

iii. Do not get attracted to limited-period discounts or other incentives, gifts, etc. offered by the Research Analyst. 

iv. Do not share login credentials and passwords of your trading and demat accounts with the Research Analyst.  

Annexure- B Complaint Data to be displayed by RAs Formats for investors complaints data to be disclosed monthly by RAs on their website/mobile application: 

Data for the month ending -_March 2025____________ 

No complaints were received.

Earlier Pending Complaint :- Nil